-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, INJUZHIvTMamgdGFjRJmCogM0x03zsSHsqghYwgfMWCXQH5gD2zHtscxcQr032P/ mk5sl8O2lOfI1Spk2t8Guw== 0001104659-08-009225.txt : 20080212 0001104659-08-009225.hdr.sgml : 20080212 20080212100712 ACCESSION NUMBER: 0001104659-08-009225 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080212 DATE AS OF CHANGE: 20080212 GROUP MEMBERS: DRAPER FISHER JURVETSON NEW ENGLAND FUND I (SBIC), L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENERNOC INC CENTRAL INDEX KEY: 0001244937 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83637 FILM NUMBER: 08596085 BUSINESS ADDRESS: STREET 1: 75 FEDERAL STREET STREET 2: SUITE 300 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: (617) 224-9900 MAIL ADDRESS: STREET 1: 75 FEDERAL STREET STREET 2: SUITE 300 CITY: BOSTON STATE: MA ZIP: 02110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Draper Fisher Jurvetson New England Fund I (SBIC) LLC CENTRAL INDEX KEY: 0001426765 IRS NUMBER: 161651409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE BROADWAY 14TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 617-758-4275 MAIL ADDRESS: STREET 1: ONE BROADWAY 14TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02142 SC 13G 1 a08-5307_1sc13g.htm SC 13G

 

 

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO FULES
13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2

 

Under the Securities Exchange Act of 1934
(Amendment No.     )*

 

EnerNOC, Inc.

(Name of Issuer)

Common Stock, $0.001 par value

(Title of Class of Securities)

292764 10 7

(CUSIP Number)

December 31, 2007

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. 292764 10 7

 

 

1.

Names of Reporting Persons
Draper Fisher Jurvetson New England Fund I (SBIC), L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
1,011,828

 

6.

Shared Voting Power
-0-

 

7.

Sole Dispositive Power
1,011,828

 

8.

Shared Dispositive Power
-0-

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,011,828

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
5.31%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

2



 

CUSIP No. 292764 10 7

 

 

1.

Names of Reporting Persons
Draper Fisher Jurvetson New England Fund I (SBIC), LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
1,011,828

 

6.

Shared Voting Power
-0-

 

7.

Sole Dispositive Power
1,011,828

 

8.

Shared Dispositive Power
-0-

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,011,828

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
5.31%

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

3



 

CUSIP No. 292764 10 7

Item 1.

 

(a)

Name of Issuer
EnerNOC, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
75 Federal Street

Boston, MA  02110

 

Item 2.

 

(a)

Name of Person Filing
The reporting persons are:

 Draper Fisher Jurvetson New England Fund I (SBIC), L.P. (the “Fund”)

Draper Fisher Jurvetson New England Fund I (SBIC), LLC (the “GP”)

 

(b)

Address of Principal Business Office or, if none, Residence
The address of each of the reporting persons is:

One Broadway, 14th Fl, Cambridge, MA  02142

 

(c)

Citizenship
Fund       Delaware

GP           Delaware

 

(d)

Title of Class of Securities
This Schedule 13G report relates to the Common Stock, par value $0.001 per share, of EnerNOC, Inc. (“Common Stock”)

 

(e)

CUSIP Number
292764 10 7

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

 

Not applicable

 

4



 

CUSIP No. 292764 10 7

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

As of December 31, 2007, the Fund was the record holder of 1,011,828 shares of Common Stock (the “Record Shares”).  The GP, as the sole general partner of the Fund, may be deemed to own beneficially the Record Shares. 

 

(b)

Percent of class:   

 

 

Fund

5.31%

 

 

GP

5.31%

 

 

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

 

 

 

(ii)

Shared power to vote or to direct the vote    

 

 

 

(iii)

Sole power to dispose or to direct the disposition of   

 

 

 

(iv)

Shared power to dispose or to direct the disposition of   

 

 

 

Fund:                 (i) sole voting power = 1,011,828; (ii) shared voting power = 0; (iii) sole dispositive power = 1,011,828; (iv) shared dispositive power = 0

 

 

GP:                              (i) sole voting power = 1,011,828; (ii) shared voting power = 0; (iii) sole dispositive power = 1,011,828; (iv) shared dispositive power = 0

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

Each of the Reporting Persons expressly disclaims membership in a “Group” as defined in Rule 13d-1(b)(ii)(J).

 

Item 9.

Notice of Dissolution of Group

Not applicable.

 

5



 

CUSIP No. 292764 10 7

Item 10.

Certification

 

Not applicable.

 

This Schedule 13G is not filed pursuant to Rule 13d-1(b) or Rule 13d-1(c).

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

DATED:  February 11, 20008.

 

 

 

 

 

 

 

 

 

 

 

DRAPER FISHER JURVETSON NEW ENGLAND
FUND I (SBIC), L.P.

 

 

 

 

 

 

 

 

 

 

 

By

Draper Fisher Jurvetson New England Fund I

 

 

 

 

(SBIC), LLC, Sole General Partner

 

 

 

 

 

 

 

 

By:

/s/ Todd L. Hixon

 

 

 

Name:

Todd L. Hixon

 

 

 

Title:

Managing Member

 

 

 

 

 

 

 

 

 

 

DRAPER FISHER JURVETSON NEW ENGLAND
FUND I (SBIC), LLC

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Todd L. Hixon

 

 

 

Name:

Todd L. Hixon

 

 

 

Title:

Managing Member

 

 

 

 

 

 

 

6



 

CUSIP No. 292764 10 7

 

Exhibit I

JOINT FILING AGREEMENT

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of EnerNOC, Inc.

 

EXECUTED as a sealed instrument this 11th day of February, 2008.

 

 

DRAPER FISHER JURVETSON NEW ENGLAND
FUND I (SBIC), L.P.

 

 

 

 

 

 

 

 

 

 

 

By

Draper Fisher Jurvetson New England Fund I

 

 

 

 

(SBIC), LLC, Sole General Partner

 

 

 

 

 

 

 

 

By:

/s/ Todd L. Hixon

 

 

 

Name:

Todd L. Hixon

 

 

 

Title:

Managing Member

 

 

 

 

 

 

 

 

 

 

DRAPER FISHER JURVETSON NEW ENGLAND
FUND I (SBIC), LLC

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Todd L. Hixon

 

 

 

Name:

Todd L. Hixon

 

 

 

Title:

Managing Member

 

 

 

7


 

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